Perspectives |
Corresponding author: Owen M. Gilbert ( owen.gilbert@gmail.com ) Academic editor: Stephane Boyer
© 2020 Owen M. Gilbert.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Gilbert OM (2020) Natural reward drives the advancement of life. Rethinking Ecology 5: 1-35. https://doi.org/10.3897/rethinkingecology.5.58518
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Throughout the history of life on earth, rare and complex innovations have periodically increased the efficiency with which abiotic free energy and biotic resources are converted to biomass and organismal diversity. Such macroevolutionary expansions have increased the total amount of abiotic free energy utilized by life and shaped the earth’s ecosystems. Meanwhile, Darwin’s theory of natural selection assumes a historical, worldwide state of effective resource limitation, which could not possibly be true if life evolved from one or a few original ancestors. In this paper, I analyze the self-contradiction in Darwin’s theory that comes from viewing the world and universe as effectively resource limited. I then extend evolutionary theory to include a second deterministic evolutionary force, natural reward. Natural reward operates on complex inventions produced by natural selection and is analogous to the reward for innovation in human economic systems. I hypothesize that natural reward, when combined with climate change and extinction, leads to the increased innovativeness, or what I call the advancement, of life with time. I then discuss applications of the theory of natural reward to the evolution of evolvability, the apparent sudden appearance of new forms in the fossil record, and human economic evolution. I conclude that the theory of natural reward holds promise as an explanation for the historical advancement of life on earth.
invention, entrepreneurship, innovation, success, progress, advancement
Charles Darwin, in "The Origin of Species", derived a radical new theory using an analogy between artificial selection and a hypothetical force of nature that he called natural selection (
After over 150 years of development, Darwin’s theory has now fulfilled the destiny that
In our modern world of rapid human technological evolution, we are now positioned to ask whether Darwin’s theory might be extended fruitfully to cover deep evolutionary time. Recently, human technological evolution has revealed themes that occur millions of times faster in human culture compared to organic evolution. There is a parallel, for example, between the large-scale expansion of human economies and terrestrial ecological diversity (Fig.
Expansion in A human economies, as represented by world gross domestic product (GDP), measured as the total monetary or market value of all the finished goods and services produced, and population B nature, as measured by the number of terrestrial animal species A redrawn from ourworldindata.org B redrawn from
In this paper, I outline a theory of evolution based on a metaphorical link between the reward for innovation in human societies and a force of nature that I call natural reward. I adopt Darwin’s approach of inventing a new theory, and then asking how it illuminates various classes of phenomena. I will begin by explaining how a self-contradiction in Darwin’s theory created a schizophrenic state of modern evolutionary theory. I will then show how a proper understanding of Darwin’s theory allows us to break free of the delusions and abnormal interpretations of reality that come from the uncritical acceptance of both of Darwin’s conflicting messages. I finally outline a new theory, based on an alternative deterministic force of evolution, natural reward, which I propose acts synergistically with natural selection.
A double bind is a dilemma in communication in which an individual or group receives two or more conflicting messages from an authority, which the receiver cannot resolve or opt out of (
Darwin’s double bind manifests as the conflicting messages that: (i) natural selection yields comparative progress only, and (ii) natural selection also yields absolute progress (Box
With respect to comparative progress, Darwin stressed that natural selection acts only by the accumulation of slight modifications of structure or instinct, each profitable to the individual under its conditions of life ( In an 1854 letter to Hooker, Darwin said, “With respect to ‘highness’ & ‘lowness,’ my ideas are only eclectic & not very clear” (Darwin-Hooker 27 Jun 1854). Nevertheless, throughout his works, Darwin never commented on the inconsistency between absolute perfection and relative perfection. Instead, in later editions of The Origin, Darwin argued that the “improvement” caused by natural selection, “inevitably leads to the gradual advancement of the organization of the greater number of living beings throughout the world” (Darwin 1876, p. 97). |
This schizophrenia is characterized by the metaphysical delusion of teleology. Teleology is the doctrine that final causes exist, and that the study of apparent design in nature provides evidence for final causes. Today in evolutionary theory, teleological research programs explain the existence or ubiquity of complex traits by appeal to final causes. They do so by a sequence of habits. The first habit is to take the apparent design function of a trait as the cause for its existence. I call this invoking a design-function final cause. The second habit is to causally link the design function to the cause for existence by a general principle, like “fitness maximization” (
An example of these habits culminating in teleological empiricism comes from the study of kin recognition. Here, the first habit is to assume that kin recognition evolves for the apparent design function of directing help to kin (
The result of the persistence of teleological thinking in prominent fields of evolutionary biology is that the current climate is much like it was immediately after the publication of "The Origin of Species". In that era, researchers disagreed about whether Darwin had supported or replaced teleology (
Evolutionists since Darwin have relied on the foundations that Darwin provided with the struggle for existence metaphor, without understanding its importance.
To begin with, the struggle for existence metaphor determined how Darwin applied his theory to comparative progress. In adopting Malthus’s doctrine and applying it to nature, Darwin derived two arguments. First, Darwin suggested that the world was already resource limited (Fig.
Different perspectives on the world resource supply. A Darwin’s first argument assumes population have hit the ultimate limit of food supply. The placement of a new wedge (species) requires that another be thrust out by extinction. B Darwin’s second argument assumes that the ultimate check of limited food is not reached because of various other checks to increase. C Malthus assumed that populations are continually in a state of effective resource limitation even though the food supply is increasing, because linear increases of food are quickly exhausted by the exponential population increases that they cause. D There is an unlimited abiotic resource supply, and the biotic “food supply” is increasing by innovations in primary production.
In some other passages, however, Darwin reasoned that unrestricted increase would lead to the earth being covered by the progeny of a single pair of organisms, however slow breeding (
In either case, Darwin used his assumption of effective resource limitation to define the form of competition. Darwin argued that the struggle for existence is most severe among those competing for the same resources (
Lewontin’s second argument examines the extreme situation in which not even food checks a population. Here, Lewontin argued that if two bacterial strains are growing exponentially in an excess of nutrients and one strain grows faster than the other, then natural selection has happened between the different strains. Lewontin took this to suggest that natural selection would happen even without checks to increase, thus apparently disproving the importance of the struggle for existence in defining the levels of selection. However, Lewontin’s argument can be scrutinized by taking the thought experiment to its logical extreme. If the strains continued to grow in an abundance of nutrients indefinitely, neither strain would ever displace the other. Without any competitive displacement of types, it is unclear how evolution by natural selection could happen. If food became limited, moreover, natural selection would not necessarily act between the strains. If the strains use the same resources differently, or depend on different resources (e.g., one feeds off the metabolic byproduct of the other;
Thus, Darwin’s reasoning from the struggle for existence justified his application of natural selection to the gradual adaptation of species to their immediate environments and thus to comparative progress (Box
In contrast to Darwin,
To begin with, early life used geothermal sources of energy and only later gained the ability to use solar power (
Regarding the source of life’s food supply, we now know that it ultimately comes from fusion reactions in stars like our sun (
Based on these facts, I allow an alternative scheme, where there is an unlimited external energy source (Fig.
The struggle for supremacy is a temporary phenomenon that manifests when populations escape the struggle for existence. Though infrequent, transient population increases can have major impacts on evolution. A population of bacteria that doubles once every thousand years will, in 100,000 years, either exhaust its resource supply or include more than 2100 ≈ 1030 members, which is about equal to the number of all bacteria on earth (
All of the advances in photosynthesis cited above involved the primary level of the food chain. Other traits may, however, increase primary production by ecological feedback loops. For example, in the world’s oceans most of the biomass is heterotrophic (Bar-On et al. 2019), and primary-producing phytoplankton are limited by light and nutrients available in the photic zone (
The potential for transient population increases at different trophic levels means that there is an alternative form of competition in long-term evolution. Here, the first form to exploit a resource opportunity expands in population, and diversifies into a clade of specialized species. Those who win the race to innovate gain an incumbent advantage (
Factors that may trigger large-scale expansions include the novel invention of a new trait, the dispersal or movement into an unoccupied territory, or a change in climate or environment that favors an existing form that is pre-adapted to the new condition (
Darwin himself tended to view the competition between higher taxa in the same way as he viewed competition within species (
The potential for transient population increase means that those organisms that are first to win the race to innovate are naturally rewarded with an incumbent advantage. This suggests the possibility of natural reward as a deterministic force of evolution separate from natural selection. How might we conceptualize this force, and what are its consequences?
To begin with, I use the term artificial reward to denote the supernormal profits earned by innovators in human economies (
To separate the roles of natural selection and natural reward, I distinguish the roles of invention and entrepreneurship, known from studies of human innovation (
Emerging markets are often highly complex, chaotic and unpredictable based on past experiences. Therefore, the best entrepreneurial strategies are reactive rather than predictive (
If we allow natural selection to play the role of nature’s blind inventor (
Comparison of theories of natural selection and natural reward. A The theory of natural selection includes A only. B The theory of natural reward includes A and B, and the connection between them.
Natural selection | Natural reward | |
Universal energy abundance | Irrelevant | Relevant |
Resource situation experienced by life | Effective resource limitation | Effective resource abundance |
Resource use | Use resources already in use | Expansion to new resources |
Struggle | Struggle for existence | Struggle for supremacy |
Unit of competition | Alleles within species | Genetic systems shared by higher taxa (Table |
Typical outcome of competition | Survival of the optimized alleles (“comparative progress”) | Success of the innovative genetic systems |
Long-term effects (103–106 generations) | Origin of inventions through blind processes (nature’s “blind inventor”) | Spread of inventions that tap new markets (nature’s “blind entrepreneur”), population expansion and diversification (“absolute progress”) |
Extremely long-term effects (cycles of 103–106 generations) | None | Buildup of traits that facilitate further exploration and discovery of resource zones (“advancement”) |
With natural reward, however, the recurrent potential for population increase also means that over broad time scales, populations also exist in a state of effective resource abundance (Fig.
In contrast to the case for natural selection, the progress produced by natural reward is absolute. Under natural selection, progress occurs as a change in allele frequency that optimizes each gene to its immediate situation. The adaptive progress is comparative in the sense that it pertains only to the immediate environment (Fig.
Consequences of natural selection and natural reward. A Natural selection causes a change in allele frequencies, and consequently optimizes each gene to its immediate environment. B Natural reward causes a change in the total abundance of a genetic system. Here, species A does not exploit a new resource, which species B exploits. Species B expands in population and gives rise to species C, resulting in an increase in the total abundance of the genetic system ultimately shared by species B and C (blue). C Diagrams showing how species depicted in (B) track to resources. Speciation between species B and C begins with a cessation of gene flow. Species C then evolves differentially by natural selection to its new resource base.
Level of genetic organization | Relevant population | Examples | Conservation | Effects | Refs |
---|---|---|---|---|---|
Standard genetic code | Most organic life on earth | Rules by which four DNA base letters with 43 = 64 possible three-letter words encode 20 standard amino acids (some words are redundant) | Several deviations in natural microbes | The nature of the code affects the evolvability of all life on earth |
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Basic chromosome structure | Domain | Multiple linear chromosomes in eukaryotes. One or two circular chromosomes in bacteria. | All eukaryotes have multiple linear chromosomes, deviating much in number. Most bacteria have one or two circular chromosomes. A few have linear chromosomes. | Multiple linear chromosomes allow vast expansion of regulatory ability of individual genes and modules, increased genome size, and sexual differentiation. One or a few circular chromosomes allow efficient replication. |
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Core regulatory gene complexes (“kernels”) | Kingdom and Phylum | Genetic networks controlling multicellular and multinuclear organization. Heart-field specification shared by arthropods and vertebrates. | Highly conserved and invariant. Deviation often leads to developmental catastrophe. | Determine primary kingdom and phylum-level characters that influence basic organismal structure and interaction with the environment |
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Peripheral regulatory genes that affect signal transduction systems | Class, Order, Family | Wnt, Hedgehog, Notch in animals | Flexible deployment, even in related species | Determine morphological pattern and size of body parts |
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Protein-coding genes under regulatory control | Genus, Species | Skeletogenic and pigment cell differentiation batteries in animals | Labile and undergo continuous renovation | Determine functional capabilities of body parts |
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Under this scheme, natural selection results in the survival of the optimized alleles within species, and thus the allele is the basic unit of optimization (Table
To be able to speak of the “success” of a population of organisms in a way that ties to the notion of absolute progress, I define absolute progress as population expansion. This is a similar definition as that used in economics, which typically equates economic progress with economic expansion, and which views increases of GDP as contributing to economic success (Fig.
As a measure of biological success, however, population size is biased toward small organisms. Thus, although we may use population size to compare the success of organisms of similar size, comparisons between organisms of different size requires a different measure. Energy flow and biomass are possible substitutes (
By defining absolute progress in terms of population increase, we are able to separate the measure of success from the traits that cause success. This is useful because it allows us to focus on what it means to be successful.
Advancement is a sort of second-order absolute progress, conveyed by an increased ability to create or disseminate inventions. How do natural selection and natural reward, acting together, yield advancement? To answer this question, I will give a possible example of advancement, which serves as the basis for hypothetico-deductive reasoning. Particularly, I discuss how mammals replaced large non-avian dinosaurs and marine reptiles.
The initial radiation of dinosaurs and marine reptiles started 240 My (
The incumbent advantage of dinosaurs and marine reptiles was destroyed 66 My, when vertebrates weighing more than 50 pounds were annihilated (
The replacement of dinosaurs and marine reptiles by mammals may be seen as an advancement for two reasons. First, mammals tapped into new niches and energy sources not previously used by dinosaurs and marine reptiles, suggesting a greater innovative capacity. Second, mammals have novel traits that allow the finding of new resources. At a base level, these traits include extended developmental care for young via placentae and mammae (
The most important assumption of the theory of natural reward is that the complex inventions produced by natural selection are often random with respect to long-term success. This core assumption allows natural reward to operate as a separate deterministic force. If it were true, on the other hand, that natural selection usually produces complex traits for ultimate effects, then natural reward would be largely redundant. By analogy, if allelic variants originated by mutation only in environments where those mutations were advantageous (
What do we know about the origin and success of complex traits? To date, we have a detailed knowledge of the actual steps of evolution over intermediate time scales (103–106 generations) in only one famous example, that of the Lenski Long-Term Evolutionary Experiment (LTEE). A major achievement of the LTEE, coming at generation 44,000 was its detailed depiction of the origin and success of citrate metabolism (Blount et al. 2012;
The LTEE showed, however, that the evolution of citrate metabolism relied on six selective steps (Fig.
The sequence of steps leading to citrate metabolism in the LTEE. In the Lenski Long-Term Evolution Experiment (LTEE), the complex innovation of citrate metabolism gradually evolved by natural selection through steps 1–6, and was naturally rewarded in the 7th step for exploiting a new resource zone (see text for references).
A second example comes from a series of computer experiments, inspired by the “genetic art” introduced by
If it were true that complexity in nature were produced by natural selection optimizing to final goals, then it would be expected that an optimization algorithm would discover the complex images faster than the human breeders. However, an experiment employing an optimization algorithm that favored anything more closely resembling the final objective showed that after 30,000 generations of breeding, in 20 trial runs, optimization failed to breed any of the complex images. In contrast, the human breeders, with no knowledge of the final images, bred the same complex images in less than 100 generations (
These results show that an optimization algorithm, artificially endowed with teleological foresight, was less likely to find its own complex design objective, than human breeders without foresight. This suggests that natural selection, acting as a blind inventor, is actually more likely to discover innovations than a teleological force. In support of this,
What is the evidence from nature, however, that complex traits evolve randomly with respect to the cause for success? One example is kin recognition used for histocompatibility, which is usually cited as a prime example of kin recognition evolved to direct help to kin (
The sequence of steps leading to kin recognition in
In his original analysis,
Another example of a complex trait in nature is C4 photosynthesis.
Cladogram of ascidians. This figure shows the transitional states predicted by
These examples show that complex traits may originate randomly with respect to their causes for success. In some other cases, it would appear that the causes for origin and success are the same, and thus that nature’s inventor is not really blind (e.g., examples like mimicry, camouflage, and camera-like eyes;
In this article, I have briefly summarized a new theory of macroevolution that invokes an alternative deterministic force, natural reward. Crucial to this theory is the assumption that the causes for origin of complex traits may be different from the causes for success, an assumption that I have discussed in the light of recent research. In this discussion, I will compare the theory of natural reward, which includes both natural selection and natural reward as deterministic forces, to a theory that includes natural selection alone as a deterministic force. I will concentrate first on the question of absolute progress, as seen from the lens of Darwin’s theory, and I will then discuss the application of the theory of natural reward to the dissemination of inventions. Finally, I will discuss the problems of the apparent sudden origins of new forms in the fossil record, and the causes for humanity’s recent success.
Evolutionists going back to
The basic limitation of Darwin’s evolvability argument is found in most evolvability arguments since (e.g.,
The importance of resource abundance for favoring innovative traits is borne out by computer simulation.
Evolvability arguments similar to Darwin’s also conflate the cause for origin or maintenance of a trait, with the cause for success. In addressing the problem of why sexual reproduction is widespread (
The theory of natural reward also unifies traits involved with inventiveness, or the origin of complex traits, and entrepreneurship, or traits involved with their dissemination.
Other entrepreneurial traits are hereditary systems, like the genetic code, which help disseminate inventions. The existing distribution of genetic codes suggests that all existing variants descended from a single code, which was itself fixed in the deep past (
Even without optimality, the use of a common code or language represents an advancement compared to having many codes or languages, because it enhances the capacity for further innovation sharing (e.g., as also seen in computer coding;
The theory of natural reward also suggests an explanation for the seeming sudden appearance of new forms in the fossil record (
I now revisit the question of whether there is anything about the economic systems of humans that might account for their recent success (Fig.
In conclusion, Darwin’s theory of evolution gave two conflicting messages, and acceptance of both messages as correct led to a schizophrenic state of modern evolutionary theory. The abnormal interpretation of reality stems from teleology, which appeals to final causes to explain design in nature and the major trends of evolution. Accepting only one of the Darwinian messages as correct allows us to resolve the Darwinian double bind. Under the extended theory of natural reward, the dual forces of natural selection and natural reward, acting as nature’s blind inventor and blind entrepreneur, led to increased innovativeness with time. Moreover, there is no longer a need to appeal to final causes to explain why life has advanced over the billions of years since its origin. Instead, advancement is explained as an expected outcome of two deterministic evolutionary forces, natural selection and natural reward, acting together without foresight for the future.
I thank LE Gilbert, J Lehman, M Prôa, YE Stuart, L Hillström, KO Stanley, S Boyer, CM Gilbert, and an anonymous reviewer for comments. This work was initially motivated by a course taught by ES Vrba and by discussions with LW Buss and his former lab group at Yale University in 1999–2002. I thank JE Strassmann and DC Queller and their former lab group at Rice University for a stimulating intellectual atmosphere from 2008–2011. Special appreciation goes to LE Gilbert, CM Gilbert, JL Martinek, and members of the Brackenridge Field Laboratory and Integrative Biology Department at UT Austin, including RM Plowes, JR Crutchfield, NT Jones, CV Hawkes and MJ Ryan, for their encouragement and support.
The species in Fig.
I establish phylogenetic relationships as follows.
For character states, I assume that Ciona intestinalis and Perophora orientalis do not fuse (
I classify Molgula manhattensis, Halocynthai roretzi, and Styela plicata as not fusing because there is little evidence these species fuse in nature. Styela plicata fuses at a frequency of 6.4 X 10-4, and fusion does not lead to systemic chimerism (